Andrew James Francis Tucker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Francis Tucker ( ), a licensed former licensee with CE reference AHM771. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2011-05-06 | 2012-06-29 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2011-01-18 | 2012-06-29 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2011-01-18 | 2012-06-29 |