Chi Yun Anita Kwong
鄺子欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yun Anita Kwong (鄺子欣), CE reference AHN065. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-16 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-30 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-30 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-06 | 2013-07-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-07 | 2013-07-06 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2004-03-24 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-03-24 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-24 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-03-24 |