Colin Scott McLaren
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Scott McLaren ( ), a licensed former licensee with CE reference AXK985. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2012-09-05 | 2019-08-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2012-09-05 | 2019-08-31 |
| Brown Brothers Harriman (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2012-09-05 | 2014-07-03 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2012-09-05 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-06-28 | 2012-09-05 |