William Ernest Rosensweig
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ernest Rosensweig, a licensed former licensee with CE reference ARP643. This person has 11.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2011-01-04 | 2021-03-29 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-04-09 | 2019-05-23 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-04-09 | 2014-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Ernest Rosensweig during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.