Kin To Kwok
郭健濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin To Kwok (郭健濤), a licensed Representative with CE reference AFG437. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-24 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-11 | 2009-07-11 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-25 | 2007-04-24 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-02 | 2006-11-20 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-10 | 2005-08-18 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-27 | 2004-11-09 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-20 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-20 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-20 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin To Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hin Tat Wat | CVP Securities Limited | 2004–2007 |
| Raymond Wai Ming Chau | CVP Securities Limited | 2004–2007 |
| King Sun Wong | CVP Securities Limited | 2004–2007 |
| Helen Yim How Wong | CVP Securities Limited | 2004–2007 |
| Kin Ming Chan | CVP Securities Limited | 2004–2007 |
| Suk Yue Lee | CVP Securities Limited | 2004–2007 |
| Peter Yin Shing Lang | CVP Securities Limited | 2004–2007 |
| Tak Chuen Tsang | CVP Securities Limited | 2004–2007 |
| Hin Pong Wat | CVP Securities Limited | 2004–2007 |
| Norman Shun Ho Yu | CVP Securities Limited | 2004–2007 |
| Stephen Wai Ki Chow | CVP Securities Limited | 2005–2007 |
| Hon Chung Wong | CVP Securities Limited | 2005–2007 |
| Hela May Ha Lee | CVP Securities Limited | 2004–2006 |
| Pak Wai Chow | CVP Securities Limited | 2005–2007 |
| Lap Chuen Ko | CVP Securities Limited | 2004–2006 |
| Hon Tak Ko | CVP Securities Limited | 2004–2007 |
| Ying Hang Wat | CVP Securities Limited | 2004–2007 |
| Yui Fai Ko | CVP Securities Limited | 2004–2007 |
| Curly Pui Nung Leung | CVP Securities Limited | 2004–2007 |
| Yun Keung Leung | CVP Securities Limited | 2004–2007 |