Jennifer York Kei Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer York Kei Wu (吳若琪), a licensed Responsible Officer with CE reference AHX685. Currently licensed at 1 firm(s): Hang Tai Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.7 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-11 | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-11-11 | present |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-06 | 2024-10-31 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-10-26 | 2024-10-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-07 | 2021-06-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-12-08 | 2021-06-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-27 | 2018-06-07 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-25 | 2015-12-08 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-18 | 2015-06-18 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-12-18 | 2015-09-01 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-08 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2013-11-08 | 2014-12-01 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-26 | 2014-12-18 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-26 | 2014-12-18 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-22 | 2013-09-19 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-22 | 2013-09-19 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 9 - Asset management | 2011-06-22 | 2013-09-19 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-05 | 2013-09-19 |
| MUSHK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-25 |
| MUSHK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-07 |
| MUSHK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jennifer York Kei Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.