Paul Tat Shing Sze
施達勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Tat Shing Sze (施達勝), a licensed former licensee with CE reference AAD144. This person has 10.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-07 | 2013-09-16 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-02-15 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-20 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-20 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Tat Shing Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.