Mei Ling Shih
施美伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Ling Shih (施美伶), CE reference AMO736. Currently licensed at 2 firm(s): Hang Tai Asset Management Limited, Hang Tai Securities Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-25 | present |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-03-25 | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-23 | present |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | 2026-03-25 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-20 | 2026-03-25 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-04-18 | 2023-10-17 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-20 | 2023-04-18 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-15 | 2023-03-23 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-21 | 2023-01-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-18 | 2022-10-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-09-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2022-09-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-18 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-21 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-21 | 2022-09-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-23 | 2006-09-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-28 | 2006-09-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-28 | 2006-09-18 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-02 | 2006-02-25 |