Yat Yuen Chan
陳日源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Yuen Chan (陳日源), a licensed former licensee with CE reference ABJ735. This person has 16.4 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-29 | 2019-09-02 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-07 | 2019-09-02 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-07 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.