Elizabeth Ka Yee Kan
簡家宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Ka Yee Kan (簡家宜), CE reference ABP976. Currently licensed at 3 firm(s): China Merchants China Investment Management Limited, FE Securities Limited, First Eastern Investments Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 — Asset management | 2018-03-12 | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Evolution Asia Investments Limited | RO | Type 4 — Advising on securities | 2009-10-06 | 2019-08-30 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-04-15 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 — Asset management | present | 2018-03-12 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-31 |