Hung Ming Chan
陳鴻明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Ming Chan (陳鴻明), a licensed former licensee with CE reference AAC466. This person has 11.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-03 | 2014-03-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-04-01 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.