Derek Ka Wai Tsoi
蔡家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ka Wai Tsoi (蔡家威), CE reference AUP395. Currently licensed at 1 firm(s): FE Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-12 | present |
| Seaga International Limited 恒昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-09 | 2021-03-31 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-16 | 2020-04-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-11 | 2020-04-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-28 | 2017-07-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-09 | 2015-10-06 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-22 | 2015-06-13 |