Hu Xu
徐虎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hu Xu (徐虎), a licensed former licensee with CE reference ANV103. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-28 | 2023-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-28 | 2023-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-28 | 2023-11-26 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2019-03-20 | 2022-02-22 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2019-03-20 | 2022-02-22 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | 2019-03-20 | 2022-02-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2019-03-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2019-03-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2019-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-13 | 2009-11-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-29 | 2008-10-16 |