Kit Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Lee (李傑), a licensed Responsible Officer with CE reference BNH149. Currently licensed at 1 firm(s): YRD Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YRD Asset Management Limited | RO | Type 1 - Dealing in securities | 2019-01-14 | present |
| YRD Asset Management Limited | RO | Type 4 - Advising on securities | 2019-01-14 | present |
| YRD Asset Management Limited | RO | Type 9 - Asset management | 2019-01-14 | present |
| YRD Asset Management Limited | Rep | Type 1 - Dealing in securities | 2018-09-13 | 2019-01-14 |
| YRD Asset Management Limited | Rep | Type 4 - Advising on securities | 2018-09-13 | 2019-01-14 |
| YRD Asset Management Limited | Rep | Type 9 - Asset management | 2018-09-13 | 2019-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kit Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.