Chor Wai Kam
金楚威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Wai Kam (金楚威), a licensed Responsible Officer with CE reference BLL144. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 7.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2024-10-10 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 6 - Advising on corporate finance | 2024-09-24 | 2024-10-10 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-19 | 2023-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-18 | 2023-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chor Wai Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.