Yan Mei Lo
盧昕䉠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Mei Lo (盧昕䉠), a licensed former licensee with CE reference BAZ735. This person has 4.9 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-01-11 | 2023-07-28 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-13 | 2021-12-31 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-13 | 2021-12-31 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-29 | 2021-12-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-21 | 2021-05-28 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-21 | 2021-05-28 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-11 | 2013-07-29 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-11 | 2013-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Mei Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Yin Wong | VMS Securities Limited | 2017–2021 |
| Emily Yee Mee Chan | VMS Securities Limited | 2017–2021 |
| Man Wai Lee | VMS Securities Limited | 2017–2021 |
| Peter Douglas Morton | VMS Securities Limited | 2017–2021 |
| Chor Wai Kam | VMS Securities Limited | 2017–2021 |
| Chuen Fai Leung | VMS Securities Limited | 2017–2021 |
| Jonathan Chung | VMS Securities Limited | 2018–2021 |
| Wai Ting Wong | VMS Securities Limited | 2018–2020 |
| Alexander Kwok Leung Tai | VMS Securities Limited | 2017–2021 |
| Man Chi Ma | VMS Securities Limited | 2017–2021 |
| Vivian Helen Wong | VMS Securities Limited | 2017–2021 |
| Tsun Kit Chen | VMS Securities Limited | 2019–2021 |
| Ka Wai Leung | VMS Securities Limited | 2018–2021 |
| Hei Tung Chong | VMS Securities Limited | 2019–2021 |
| Tat Chung Chan | VMS Securities Limited | 2017–2021 |
| Yuan Liu | VMS Securities Limited | 2017–2020 |
| Chengda Li | VMS Securities Limited | 2018–2021 |
| Wing Yin Mak | VMS Securities Limited | 2018–2020 |
| Siu Wai Ng | VMS Securities Limited | 2017–2021 |
| Ho Fung Lau | VMS Securities Limited | 2017–2021 |