Vivian Helen Wong
王愷倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Helen Wong (王愷倫), a licensed former licensee with CE reference AXI360. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-10 | 2023-09-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-25 | 2023-09-30 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-20 | 2021-06-08 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-04 | 2020-07-15 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2018-01-04 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-01 | 2015-03-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2011-06-01 | 2015-03-31 |