Zhuoying Susie Ye
葉卓縈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuoying Susie Ye (葉卓縈), a licensed former licensee with CE reference BEW110. This person has 8.5 years of SFC licence history. Total licence records on file: 14.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RiverCircle Investments Limited 合河投資有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-27 | 2025-01-10 |
| RiverCircle Investments Limited 合河投資有限公司 |
Rep | Type 9 - Asset management | 2024-03-27 | 2025-01-10 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-05 | 2024-02-03 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-05 | 2024-02-03 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-28 | 2024-02-03 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-28 | 2022-07-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-07 | 2021-04-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-07 | 2021-04-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-15 | 2019-11-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-15 | 2019-11-11 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-13 | 2019-04-26 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-25 | 2019-04-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-07 | 2018-06-07 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-19 | 2015-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuoying Susie Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.