Ho Fung Lau
劉浩峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Fung Lau (劉浩峰), a licensed Responsible Officer with CE reference AMW835. Currently licensed at 1 firm(s): State Arc Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Arc Asset Management Limited 國業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-04-20 | present |
| State Arc Asset Management Limited 國業資產管理有限公司 |
RO | Type 9 — Asset management | 2026-04-20 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-13 | 2024-09-27 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-13 | 2020-09-01 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-06 | 2024-09-27 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2018-04-13 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | 2018-04-13 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-13 | 2015-05-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2011-07-13 | 2015-05-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2006-12-28 | 2010-05-13 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-03 | 2006-10-17 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-01 | 2006-10-17 |