Peter Douglas Morton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Douglas Morton, a licensed former licensee with CE reference ADO886. This person has 11.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-27 | 2024-11-30 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-12 | 2024-11-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-27 | 2024-11-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-04-27 | 2019-11-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2015-05-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Douglas Morton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.