Wen Xiao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Xiao (肖文), a licensed Responsible Officer with CE reference BJU213. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-07-20 | present |
| Annum Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-02-26 | present |
| Annum Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2020-02-26 | present |
| Annum Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2020-02-26 | 2026-05-15 |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-01-22 | 2020-02-26 |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-01-22 | 2020-02-26 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-18 | 2019-09-14 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-18 | 2019-09-14 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-18 | 2019-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.