Yichen Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen Wang (王一塵), a licensed Representative with CE reference BHF434. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 9.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-07-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-07-28 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-07-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-07-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2025-07-28 | present |
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2021-04-20 | 2024-09-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2021-02-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-17 | 2021-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yichen Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.