Daniel Anthony la Rocca Jr

CE No. AQG793 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Anthony la Rocca Jr (), a licensed former licensee with CE reference AQG793. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Segantii Capital Management Limited RO Type 9 — Asset management 2023-10-12 2024-03-01
Segantii Capital Management Limited Rep Type 9 — Asset management 2022-12-16 2023-10-12
Evo Capital Management Asia Limited
Rep Type 9 — Asset management 2022-06-14 2022-10-25
Segantii Capital Management Limited RO Type 9 — Asset management 2019-01-14 2021-09-30
Segantii Capital Management Limited Rep Type 9 — Asset management 2013-11-06 2019-01-14
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2013-10-02 2013-10-22
Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
Rep Type 1 — Dealing in securities 2011-10-10 2013-08-16
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 — Dealing in securities 2008-01-17 2011-07-05

Related