Daniel Anthony la Rocca Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Anthony la Rocca Jr ( ), a licensed former licensee with CE reference AQG793. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | Type 9 — Asset management | 2023-10-12 | 2024-03-01 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2022-12-16 | 2023-10-12 |
| Evo Capital Management Asia Limited |
Rep | Type 9 — Asset management | 2022-06-14 | 2022-10-25 |
| Segantii Capital Management Limited | RO | Type 9 — Asset management | 2019-01-14 | 2021-09-30 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2013-11-06 | 2019-01-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2013-10-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2013-08-16 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-17 | 2011-07-05 |