Julian Bowd Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Bowd Scott ( ), a licensed former licensee with CE reference AVF123. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2023-03-06 | 2024-01-15 |
| Segantii Capital Management Limited | RO | Type 9 — Asset management | 2021-12-13 | 2023-03-06 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2021-05-10 | 2021-12-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-05-03 | 2021-03-11 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-03 | 2021-03-11 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-03 | 2021-03-11 |
| Trafalgar Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2014-10-14 | 2015-12-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-02 | 2012-06-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-07-02 | 2012-06-07 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-02 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-07-02 | 2012-06-07 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-07-02 | 2010-12-06 |