Tsz Sum Liu
廖芷芯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Sum Liu (廖芷芯), a licensed Representative with CE reference BEE816. Currently licensed at 1 firm(s): RAM Investment Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-11 | present |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-11 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-08 | 2016-01-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-08 | 2016-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Sum Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.