Yuk Poon

潘昱
CE No. BCA382 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Poon (潘昱), a licensed former licensee with CE reference BCA382. This person has 6.5 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities 2016-09-01 2021-03-08
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 1 - Dealing in securities 2013-10-21 2015-10-23
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 4 - Advising on securities 2013-10-21 2015-10-23
Silverhorn Investment Advisors Limited
瑞峰投資顧問有限公司
Rep Type 9 - Asset management 2013-10-21 2015-10-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yin Sheung Shum Silverhorn Investment Advisors Limited 2013–2015
Michael Raza Imam Silverhorn Investment Advisors Limited 2013–2015
Simon James Cubells Silverhorn Investment Advisors Limited 2013–2015
Jurg Hans Niederberger Silverhorn Investment Advisors Limited 2013–2015
Levan Shanidze Silverhorn Investment Advisors Limited 2013–2015
Wing Nin Wong Silverhorn Investment Advisors Limited 2013–2015
Joel Simon Gasche Silverhorn Investment Advisors Limited 2014–2015
Barbara Lai Sheung Wong Silverhorn Investment Advisors Limited 2013–2015
Amy Pui Ling Siu Silverhorn Investment Advisors Limited 2013–2015
Jessica Lee Temple McCarroll Silverhorn Investment Advisors Limited 2013–2015
Geoffrey Simon Palmer Silverhorn Investment Advisors Limited 2013–2015
Ken Chin Chung Silverhorn Investment Advisors Limited 2014–2015
Ka Yi Shum Silverhorn Investment Advisors Limited 2014–2015
Gerhard Wilhelm Riegler Silverhorn Investment Advisors Limited 2013–2015
Tsz Sum Liu Silverhorn Investment Advisors Limited 2014–2015
Raphael Francesco Gaglio Silverhorn Investment Advisors Limited 2013–2014
Ram Manoj Dani Silverhorn Investment Advisors Limited 2015
Kishore Kundanmal Sakhrani Silverhorn Investment Advisors Limited 2015
Mi Zhou Silverhorn Investment Advisors Limited 2014–2015
Jun Ye Silverhorn Investment Advisors Limited 2015
Explore the interactive colleague network →

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