Michael Raza Imam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Raza Imam, CE reference AOL063. Currently licensed at 1 firm(s): Silverhorn Investment Advisors Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-28 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2011-02-28 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 — Asset management | 2011-02-28 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-02-21 | 2010-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-01-22 | 2010-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-01-22 | 2010-11-30 |