Barbara Lai Sheung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barbara Lai Sheung Wong (黃麗雙), a licensed Responsible Officer with CE reference BCG393. Currently licensed at 1 firm(s): Heavenly Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-29 | present |
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 4 - Advising on securities | 2017-06-29 | present |
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 9 - Asset management | 2017-06-29 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-11 | 2017-06-26 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-11 | 2017-06-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barbara Lai Sheung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.