Stephen C Kay Sze
施頌基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen C Kay Sze (施頌基), a licensed former licensee with CE reference ACC196. This person has 9.5 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-20 | 2018-05-31 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-20 | 2018-05-31 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-14 | 2018-02-20 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 4 - Advising on securities | 2016-01-14 | 2018-02-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-04-20 | 2014-05-15 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen C Kay Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsz Sum Liu | RAM Investment Advisors Limited | 2016–2018 |
| Scott Gregory Wehl | RAM Investment Advisors Limited | 2016–2018 |
| William Lap Wai Chai | RAM Investment Advisors Limited | 2016–2018 |
| Yi Zhou | RAM Investment Advisors Limited | 2016–2018 |
| Shao Hsuan Huang | RAM Investment Advisors Limited | 2016–2018 |