Yin Sheung Shum
岑燕嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Sheung Shum (岑燕嫦), a licensed Responsible Officer with CE reference BBQ754. Currently licensed at 1 firm(s): Heavenly Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-29 | present |
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 4 — Advising on securities | 2017-06-29 | present |
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 9 — Asset management | 2017-06-29 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-30 | 2017-06-26 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-30 | 2017-06-26 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-07-30 | 2017-06-26 |