Yin Sheung Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Sheung Shum (岑燕嫦), a licensed Responsible Officer with CE reference BBQ754. Currently licensed at 1 firm(s): Heavenly Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-29 | present |
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 4 - Advising on securities | 2017-06-29 | present |
| Heavenly Wealth Management Limited 天道理財有限公司 |
RO | Type 9 - Asset management | 2017-06-29 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-30 | 2017-06-26 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-30 | 2017-06-26 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 - Asset management | 2013-07-30 | 2017-06-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Sheung Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.