Sitao Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sitao Wu (吳思燾), a licensed Responsible Officer with CE reference AYZ889. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-14 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-03-14 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-03-14 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-03 | 2025-03-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-03 | 2025-03-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-03 | 2021-07-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-03 | 2025-03-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-30 | 2015-08-02 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-30 | 2015-08-02 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-30 | 2015-08-02 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-15 | 2014-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sitao Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Geng Geng | BOCI Asia Limited | 2012–2014 |
| Jia Wang | BOCI Asia Limited | 2012–2014 |
| Meng Hua Ng | BOCI Asia Limited | 2012–2014 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2012–2014 |
| Chunming Song | BOCI Asia Limited | 2012–2014 |
| William Wai Tak Tong | BOCI Asia Limited | 2012–2014 |
| Pan Li | BOCI Asia Limited | 2012–2014 |
| Hao Wu | BOCI Asia Limited | 2012–2014 |
| Chun Fai Fong | BOCI Asia Limited | 2012–2014 |
| Paul Chau | BOCI Asia Limited | 2012–2014 |
| Kenneth Chi Kin Chung | BOCI Asia Limited | 2012–2014 |
| Xin Li | BOCI Asia Limited | 2012–2014 |
| Xiaolu Chen | BOCI Asia Limited | 2012–2014 |
| Wayne Holt Chan | BOCI Asia Limited | 2012–2014 |
| Kam Pui Chan | BOCI Asia Limited | 2012–2014 |
| Yi Cui | BOCI Asia Limited | 2012–2014 |
| Rui Gong | BOCI Asia Limited | 2012–2014 |
| Yi Shen | BOCI Asia Limited | 2012–2014 |
| Yanruo Wang | BOCI Asia Limited | 2012–2014 |
| Guilin Zhang | BOCI Asia Limited | 2012–2014 |