Xiaolu Chen
陳曉露
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolu Chen (陳曉露), a licensed former licensee with CE reference ALI416. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-20 | 2023-12-13 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-30 | 2023-12-13 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-18 | 2007-01-30 |