Kam Pui Chan
陳錦培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Pui Chan (陳錦培), a licensed former licensee with CE reference AVF495. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-02-20 | 2024-10-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2024-10-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | 2024-10-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-18 | 2019-02-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-05 | 2019-01-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-07 | 2018-06-05 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-20 | 2014-09-18 |