Dennis Sai Kit Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Sai Kit Lau (劉世傑), a licensed Responsible Officer with CE reference AUV774. Currently licensed at 1 firm(s): Hong Kong Mingdao Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.5 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-09-02 | present |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 9 - Asset management | 2025-09-02 | present |
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-05-16 | 2025-08-31 |
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-16 | 2025-08-31 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-01-04 | 2022-04-27 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 - Asset management | 2022-01-04 | 2022-04-27 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 - Advising on securities | 2021-01-28 | 2021-11-30 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 - Asset management | 2021-01-28 | 2021-11-30 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-02 | 2018-06-10 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-02 | 2018-06-10 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-25 | 2017-02-18 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-03 | 2017-02-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-13 | 2015-05-09 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-06 | 2013-12-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-05 | 2010-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Sai Kit Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.