Alex Chi Kai Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Chi Kai Tong (湯熾佳), a licensed Representative with CE reference ATX897. Currently licensed at 1 firm(s): Tora Trading Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 12.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2014-12-16 | present |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-16 | present |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2018-01-04 | 2026-01-16 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-28 | 2014-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-13 | 2014-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-13 | 2014-11-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-03 | 2013-06-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-19 | 2010-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-13 | 2010-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-13 | 2010-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Chi Kai Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.