Ka Lai Tong
唐嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Tong (唐嘉麗), a licensed Representative with CE reference ARR530. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-22 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-22 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-18 | 2018-10-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-18 | 2018-10-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-02-12 | 2016-06-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-29 | 2016-06-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-29 | 2016-06-12 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-24 | 2013-09-24 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-24 | 2013-08-16 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-02 | 2009-02-18 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 - Asset management | 2008-10-02 | 2009-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lai Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.