Alan Ka Ming Wong

王嘉明
CE No. ARQ657 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Ming Wong (王嘉明), a licensed Representative with CE reference ARQ657. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 12.4 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Valliance Asset Management Limited Rep Type 9 - Asset management 2026-01-06 present
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 1 - Dealing in securities 2022-09-16 2025-09-26
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 - Advising on securities 2022-09-16 2025-09-26
Brilliance Asset Management Limited
才華資本管理有限公司
Rep Type 9 - Asset management 2021-06-02 2022-03-28
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2010-10-29 2018-10-20
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 - Dealing in futures contracts 2010-10-29 2016-02-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Ka Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Henry Chun Kit Ngai CLSA Futures Limited 2010–2016
Maureen Lee Baker CLSA Futures Limited 2010–2016
Pekka David Johnson CLSA Futures Limited 2010–2016
Sorach Chanthongkaew CLSA Futures Limited 2010–2016
Poh Aik Lee CLSA Futures Limited 2010–2015
Sze Nga Lau CLSA Futures Limited 2010–2015
Ruby Enrika Sock Mei Tan CLSA Futures Limited 2011–2016
Tanya Li Phing Gan CLSA Futures Limited 2010–2016
Kirstie Jane Fisher CLSA Futures Limited 2010–2015
Thomas Xenophon Gladstone CLSA Futures Limited 2013–2016
Polly So Po Ong CLSA Futures Limited 2010–2016
Lucia Yuk Ha Law CLSA Futures Limited 2010–2016
Donald William Lennox Skinner CLSA Futures Limited 2010–2016
John David Bird CLSA Futures Limited 2010–2015
Don Ting Lam CLSA Futures Limited 2010–2015
See Ah Yeung CLSA Futures Limited 2010–2013
Andrew Charles Maynard CLSA Futures Limited 2011–2015
Norman Lai CLSA Futures Limited 2013–2016
Christian John Jaeger CLSA Futures Limited 2013–2016
Cale O'Yeah McCulloch CLSA Futures Limited 2013–2016
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