Danny Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Danny Kwok (郭世傑), a licensed Responsible Officer with CE reference ARB760. Currently licensed at 1 firm(s): Legal & General Investment Management Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | RO | Type 9 - Asset management | 2021-02-09 | present |
| Legal & General Investment Management Asia Limited | RO | Type 2 - Dealing in futures contracts | 2017-10-16 | present |
| Legal & General Investment Management Asia Limited | RO | Type 1 - Dealing in securities | 2017-09-29 | present |
| Legal & General Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-14 | 2017-09-29 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 - Asset management | 2017-06-14 | 2021-02-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-27 | 2017-05-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-27 | 2017-05-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-27 | 2011-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-12 | 2011-08-22 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-23 | 2009-04-24 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-23 | 2011-08-22 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-05-23 | 2008-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Danny Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.