Sindy Sin Nei Chan
陳仙妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sindy Sin Nei Chan (陳仙妮), a licensed former licensee with CE reference ASC731. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2015-02-23 | 2024-09-30 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-10-31 | 2024-09-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-23 | 2013-05-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2013-05-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-12-23 | 2013-05-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-12-23 | 2013-05-08 |