Tai Yum Liu
廖大任
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yum Liu (廖大任), a licensed former licensee with CE reference ACP059. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azurewing Limited | RO | Type 4 — Advising on securities | 2017-09-21 | 2022-09-01 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-20 | 2022-09-01 |
| Trinity Futures Limited 裕通期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-07 | 2022-09-01 |
| Trinity Futures Limited 裕通期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-08-07 | 2022-09-01 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-09 | 2022-09-01 |
| Azurewing Limited | RO | Type 9 — Asset management | 2016-08-09 | 2022-09-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2015-11-13 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2009-04-24 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2015-11-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-07 | 2006-02-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-07 | 2006-02-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-07 | 2006-02-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-07 | 2003-08-15 |