James Keith Ducker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Keith Ducker, a licensed former licensee with CE reference AQS133. This person has 15.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 7 - Providing automated trading services | 2010-02-02 | 2024-06-12 |
| Tora Trading Services Limited | RO | Type 2 - Dealing in futures contracts | 2009-05-21 | 2024-06-12 |
| Tora Trading Services Limited | RO | Type 1 - Dealing in securities | 2008-11-14 | 2024-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Keith Ducker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.