Wen Xu
胥雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Xu (胥雯), a licensed former licensee with CE reference APO463. This person has 8.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Valley Capital Limited |
RO | Type 9 - Asset management | 2022-05-16 | 2023-03-31 |
| Golden Pine Asset Management Limited 旭松資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2021-03-31 |
| Phoenix Capital Management Limited |
RO | Type 9 - Asset management | 2016-04-29 | 2017-05-29 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | 2012-04-11 | 2012-04-30 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | 2012-04-11 | 2012-04-30 |
| RAB Capital (Asia) Limited |
Rep | Type 4 - Advising on securities | 2007-10-05 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 5 - Advising on futures contracts | 2007-10-05 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 9 - Asset management | 2007-10-05 | 2010-10-20 |
| Pi Investment Management Limited |
Rep | Type 4 - Advising on securities | 2007-09-03 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 5 - Advising on futures contracts | 2007-09-03 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 9 - Asset management | 2007-09-03 | 2007-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.