Caesar Man Wa Luk
陸文華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caesar Man Wa Luk (陸文華), CE reference AAV934. Currently licensed at 1 firm(s): Light & Salt Capital Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-10 | present |
| Partner Fund Management (Asia), Limited |
RO | Type 9 — Asset management | 2011-07-08 | 2011-11-25 |
| RAB Capital (Asia) Limited |
RO | Type 1 — Dealing in securities | 2008-04-17 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2007-09-28 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 5 — Advising on futures contracts | 2007-09-28 | 2010-10-20 |
| RAB Capital (Asia) Limited |
RO | Type 9 — Asset management | 2007-09-28 | 2010-10-20 |
| Pi Investment Management Limited |
RO | Type 4 — Advising on securities | present | 2007-09-28 |
| Pi Investment Management Limited |
RO | Type 5 — Advising on futures contracts | present | 2007-09-28 |
| Pi Investment Management Limited |
RO | Type 9 — Asset management | present | 2007-09-28 |