Alain Barbezat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Barbezat, a licensed former licensee with CE reference AFP198. This person has 7.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAB Capital (Asia) Limited | Rep | Type 1 - Dealing in securities | 2010-02-26 | 2010-10-20 |
| RAB Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2010-02-26 | 2010-10-20 |
| RAB Capital (Asia) Limited | Rep | Type 5 - Advising on futures contracts | 2010-02-26 | 2010-10-20 |
| RAB Capital (Asia) Limited | Rep | Type 9 - Asset management | 2010-02-26 | 2010-10-20 |
| RAB Capital (Asia) Limited | RO | Type 1 - Dealing in securities | 2008-04-17 | 2010-02-26 |
| RAB Capital (Asia) Limited | RO | Type 4 - Advising on securities | 2007-09-28 | 2010-02-26 |
| RAB Capital (Asia) Limited | RO | Type 5 - Advising on futures contracts | 2007-09-28 | 2010-02-26 |
| RAB Capital (Asia) Limited | RO | Type 9 - Asset management | 2007-09-28 | 2010-02-26 |
| Pi Investment Management Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2007-09-28 |
| Pi Investment Management Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2007-09-28 |
| Pi Investment Management Limited | RO | Type 9 - Asset management | Pre-2003 | 2007-09-28 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Alain Barbezat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.