Steven Andrew Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Andrew Ellis, a licensed former licensee with CE reference ATW590. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAB Capital (Asia) Limited | Rep | Type 5 - Advising on futures contracts | 2009-10-15 | 2010-11-11 |
| RAB Capital (Asia) Limited | Rep | Type 9 - Asset management | 2009-10-15 | 2010-11-11 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Andrew Ellis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nissim Tse | RAB Capital (Asia) Limited | 2009–2010 |
| Kin Kenneth Chan | RAB Capital (Asia) Limited | 2009–2010 |
| Wai Lun Chang | RAB Capital (Asia) Limited | 2009–2010 |
| Wen Xu | RAB Capital (Asia) Limited | 2009–2010 |
| Caesar Man Wa Luk | RAB Capital (Asia) Limited | 2009–2010 |
| Alain Barbezat | RAB Capital (Asia) Limited | 2009–2010 |
| Shing Yan Chan | RAB Capital (Asia) Limited | 2009–2010 |
| Jeffery Michael Fisher | RAB Capital (Asia) Limited | 2009–2010 |
| David Christopher Edward Seex | RAB Capital (Asia) Limited | 2010 |
| Bruce Hung Yan Tseng | RAB Capital (Asia) Limited | 2010 |