Steven Andrew Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Andrew Ellis ( ), a licensed former licensee with CE reference ATW590. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2009-10-15 | 2010-11-11 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2009-10-15 | 2010-11-11 |