Phoenix Capital Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoenix Capital Management Limited ( ), CE reference AUP362. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-03-02 | 2013-01-14 |
| Type 9 — Asset management | 2016-04-29 | 2017-05-29 |
| Type 9 — Asset management | 2010-03-02 | 2013-01-14 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Roderick Hou Man Ng 伍浩民 | RO 4, 9 | 2010-03 | 2012-05 |
| Jaymin Jagdishchandra Trivedi | RO 4, 9 | 2010-03 | 2017-05 |
| Wen (SFC:APO463) Xu 胥雯 | RO 9 | 2016-04 | 2017-05 |
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