Pak Yan Tang
鄧栢仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Yan Tang (鄧栢仁), a licensed former licensee with CE reference APG204. This person has 1.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAB Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2007-10-02 | 2009-06-24 |
| RAB Capital (Asia) Limited | Rep | Type 5 - Advising on futures contracts | 2007-10-02 | 2009-06-24 |
| RAB Capital (Asia) Limited | Rep | Type 9 - Asset management | 2007-10-02 | 2009-06-24 |
| Pi Investment Management Limited | Rep | Type 4 - Advising on securities | 2007-07-12 | 2007-09-28 |
| Pi Investment Management Limited | Rep | Type 5 - Advising on futures contracts | 2007-07-12 | 2007-09-28 |
| Pi Investment Management Limited | Rep | Type 9 - Asset management | 2007-07-12 | 2007-09-28 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Yan Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Kenneth Chan | RAB Capital (Asia) Limited | 2007–2009 |
| Wai Lun Chang | RAB Capital (Asia) Limited | 2007–2009 |
| Nissim Tse | RAB Capital (Asia) Limited | 2007–2009 |
| Wen Xu | RAB Capital (Asia) Limited | 2007–2009 |
| Caesar Man Wa Luk | RAB Capital (Asia) Limited | 2007–2009 |
| Alain Barbezat | RAB Capital (Asia) Limited | 2007–2009 |
| Andrew Michael Higgins | RAB Capital (Asia) Limited | 2007–2009 |
| Mark Smith | RAB Capital (Asia) Limited | 2007–2009 |
| David Ian Rogers | RAB Capital (Asia) Limited | 2007–2009 |
| Shih-Chieh Lin | RAB Capital (Asia) Limited | 2007–2008 |
| Jeffery Michael Fisher | RAB Capital (Asia) Limited | 2008–2009 |
| Soo Jin Choung | RAB Capital (Asia) Limited | 2007–2008 |