Andrew Michael Higgins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Michael Higgins ( ), CE reference AEJ882. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northwest Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2012-12-21 | 2024-07-24 |
| Northwest Investment Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2009-04-09 | 2012-12-21 |
| RAB Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2008-03-25 | 2009-04-02 |
| RAB Capital (Asia) Limited |
RO | Type 5 — Advising on futures contracts | 2008-03-25 | 2009-04-02 |
| RAB Capital (Asia) Limited |
RO | Type 9 — Asset management | 2008-03-25 | 2009-04-02 |
| RAB Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2007-10-04 | 2008-03-25 |
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2007-10-04 | 2008-03-25 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2007-10-04 | 2008-03-25 |
| Pi Investment Management Limited |
Rep | Type 4 — Advising on securities | 2007-09-05 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 5 — Advising on futures contracts | 2007-09-05 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 9 — Asset management | 2007-09-05 | 2007-09-28 |