Kin Kenneth Chan
陳健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kenneth Chan (陳健), a licensed former licensee with CE reference AKV328. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-09 | 2014-11-28 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-01-09 | 2014-11-28 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2012-05-15 | 2013-07-17 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2012-05-15 | 2013-07-17 |
| RAB Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 5 — Advising on futures contracts | 2007-10-02 | 2010-10-20 |
| RAB Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2007-10-02 | 2010-10-20 |
| Pi Investment Management Limited |
Rep | Type 4 — Advising on securities | 2004-06-21 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 5 — Advising on futures contracts | 2004-06-21 | 2007-09-28 |
| Pi Investment Management Limited |
Rep | Type 9 — Asset management | 2004-06-21 | 2007-09-28 |