Victoria Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Tam, a licensed Representative with CE reference AME416. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 20.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2007-07-26 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-07-26 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-26 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-07-26 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2007-07-26 | 2010-02-08 |
| Qi Capital (HK) Limited | Rep | Type 4 - Advising on securities | 2005-08-25 | 2007-06-30 |
| Qi Capital (HK) Limited | Rep | Type 9 - Asset management | 2005-08-25 | 2007-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Victoria Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.